9.1 LSTM architecture and gating mechanisms

2 min readjuly 25, 2024

LSTMs are powerful recurrent neural networks designed to handle long-term dependencies in sequential data. Their unique architecture includes a and three gates that control information flow, allowing the network to selectively remember or forget information over time.

The LSTM cell's key components are the input, forget, and output gates, which work together to manage the cell state. This structure enables LSTMs to learn and retain important information across long sequences, making them effective for tasks like language modeling and .

LSTM Architecture

Components of LSTM cells

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  • LSTM cell structure consists of cell state and three gates acting as neural networks with functions
  • controls addition of new information to cell state using sigmoid and tanh layers
  • discards information from cell state using sigmoid layer outputting values between 0 and 1
  • determines cell state information to output combining sigmoid layer with tanh operation

Gating mechanisms in LSTMs

  • Gating mechanism uses element-wise multiplication to control information flow with gates outputting values between 0 and 1
  • Input gate filters candidate values created by tanh layer determining cell state updates
  • Forget gate multiplies previous cell state by its output allowing selective forgetting of irrelevant information
  • Output gate filters cell state through tanh function controlling exposed parts to next time step

Role of cell state

  • Cell state acts as LSTM memory flowing through entire chain with minimal linear interactions
  • Allows relevant information to flow unchanged through many time steps mitigating vanishing gradient problem
  • Enables selective updates by adding and removing information facilitating long-term dependency learning
  • Provides direct path for gradients to flow backwards through time facilitating long-range temporal dependency learning

Implementation of LSTM cells

  • LSTM cell equations:
    1. Forget gate: ft=σ(Wf[ht1,xt]+bf)f_t = \sigma(W_f \cdot [h_{t-1}, x_t] + b_f)
    2. Input gate: it=σ(Wi[ht1,xt]+bi)i_t = \sigma(W_i \cdot [h_{t-1}, x_t] + b_i)
    3. Candidate values: C~t=tanh(WC[ht1,xt]+bC)\tilde{C}_t = \tanh(W_C \cdot [h_{t-1}, x_t] + b_C)
    4. Cell state update: Ct=ftCt1+itC~tC_t = f_t * C_{t-1} + i_t * \tilde{C}_t
    5. Output gate: ot=σ(Wo[ht1,xt]+bo)o_t = \sigma(W_o \cdot [h_{t-1}, x_t] + b_o)
    6. : ht=ottanh(Ct)h_t = o_t * \tanh(C_t)
  • Weight matrices WfW_f, WiW_i, WCW_C, and WoW_o for forget, input, cell, and output gates with dimensions based on input and hidden state sizes
  • Bias vectors bfb_f, bib_i, bCb_C, and bob_o correspond to each gate
  • Activation functions: sigmoid (σ\sigma) for gates (0 to 1 output) and tanh for cell state and candidate values (-1 to 1 output)
  • Input concatenation combines previous hidden state ht1h_{t-1} with current input xtx_t
  • Initialization uses Xavier/Glorot for weight matrices and zero or small positive values for bias vectors

Key Terms to Review (19)

Accuracy: Accuracy refers to the measure of how often a model makes correct predictions compared to the total number of predictions made. It is a key performance metric that indicates the effectiveness of a model in classification tasks, impacting how well the model can generalize to unseen data and its overall reliability.
Backpropagation through time: Backpropagation through time (BPTT) is an extension of the backpropagation algorithm used for training recurrent neural networks (RNNs), where the network's parameters are updated by unfolding the RNN over time and applying standard backpropagation to compute gradients. This method allows the model to learn from sequences by considering temporal dependencies across multiple time steps, making it essential for tasks involving sequential data like language modeling and speech recognition.
Batch Normalization: Batch normalization is a technique used to improve the training of deep neural networks by normalizing the inputs of each layer, which helps stabilize learning and accelerate convergence. By reducing internal covariate shift, it allows networks to learn more effectively, making them less sensitive to the scale of weights and biases, thus addressing some challenges faced in training deep architectures.
Bidirectional LSTM: A Bidirectional Long Short-Term Memory (LSTM) network is a type of recurrent neural network that processes input sequences in both forward and backward directions. This architecture allows the model to access information from past and future time steps, enhancing its ability to capture context and dependencies in sequential data. By combining two LSTMs, one that processes the sequence from start to end and another from end to start, this approach significantly improves performance in tasks like natural language processing and time-series analysis.
Cell state: Cell state refers to the memory content within Long Short-Term Memory (LSTM) networks that allows the model to maintain information over long sequences. It acts as a conduit for passing information through time steps, helping to mitigate issues like vanishing gradients. The cell state is integral to LSTMs, as it interacts with various gating mechanisms that control the flow of information, enabling the network to learn from and utilize past data effectively.
Dropout regularization: Dropout regularization is a technique used in neural networks to prevent overfitting by randomly setting a fraction of the neurons to zero during training. This means that each training iteration involves a different subset of the neural network, promoting robustness and reducing dependency on any single neuron. By forcing the model to learn multiple independent representations of the data, dropout helps improve generalization and performance on unseen data.
Forget gate: The forget gate is a critical component in Long Short-Term Memory (LSTM) networks that determines what information should be discarded from the cell state. It uses a sigmoid activation function to produce values between 0 and 1, effectively controlling how much of the previous memory is kept or forgotten. This mechanism helps LSTMs manage long-range dependencies and overcome the vanishing gradient problem, ensuring that relevant information persists while irrelevant data is filtered out.
Gated Recurrent Unit (GRU): A Gated Recurrent Unit (GRU) is a type of recurrent neural network architecture designed to handle sequence prediction tasks while mitigating issues like vanishing and exploding gradients. GRUs simplify the LSTM architecture by combining the cell state and hidden state, using gating mechanisms to control the flow of information. This design allows GRUs to maintain long-term dependencies in sequences effectively, making them a popular choice for various tasks such as natural language processing and time series prediction.
Gradient clipping: Gradient clipping is a technique used to prevent the exploding gradient problem in neural networks by limiting the size of the gradients during training. This method helps to stabilize the learning process, particularly in deep networks and recurrent neural networks, where large gradients can lead to instability and ineffective training. By constraining gradients to a specific threshold, gradient clipping ensures more consistent updates and improves convergence rates.
Hidden state: The hidden state is a crucial component in recurrent neural networks (RNNs) that acts as a memory mechanism to capture and store information from previous time steps in a sequence. This memory allows the network to maintain context and make predictions based on both current input and past information, which is essential for tasks that involve sequential data. The hidden state evolves over time as the network processes the sequence, influencing future outputs and decisions.
Input gate: The input gate is a critical component of Long Short-Term Memory (LSTM) networks, responsible for controlling the flow of new information into the cell state. It determines how much of the incoming data should be stored in the memory cell, helping to manage and update the internal state of the LSTM. This gate uses a sigmoid activation function to produce values between 0 and 1, effectively enabling the network to selectively incorporate or disregard new information, which is vital for maintaining relevant context in sequence processing.
Long short-term memory (lstm): Long short-term memory (LSTM) is a type of recurrent neural network (RNN) architecture designed to effectively learn and remember from sequences of data over long periods. It utilizes special gating mechanisms that control the flow of information, allowing the model to maintain relevant information while forgetting unnecessary details. This capability is crucial for tasks involving sequential data such as time series prediction, natural language processing, and speech recognition.
Natural Language Processing: Natural Language Processing (NLP) is a field of artificial intelligence that focuses on the interaction between computers and humans through natural language. It involves enabling machines to understand, interpret, and respond to human language in a valuable way, bridging the gap between human communication and computer understanding. NLP plays a crucial role across various applications, including chatbots, translation services, sentiment analysis, and more.
Output gate: The output gate is a crucial component in Long Short-Term Memory (LSTM) networks that controls the flow of information from the cell state to the output of the LSTM unit. It decides which parts of the cell state should be passed to the next hidden state and ultimately influence the network's predictions. This mechanism helps retain essential information while filtering out unnecessary data, making it a key player in the architecture's ability to handle long-term dependencies in sequential data.
Perplexity: Perplexity is a measurement used in language modeling to evaluate how well a probability distribution predicts a sample. Lower perplexity indicates that the model has a better understanding of the data, while higher perplexity suggests confusion or uncertainty. It reflects the model's ability to predict the next word in a sequence, which is crucial for various applications in natural language processing.
Sigmoid activation: Sigmoid activation is a mathematical function that transforms its input into an output between 0 and 1, creating an S-shaped curve. This function is particularly useful in deep learning as it helps introduce non-linearity into models, enabling them to learn complex patterns. Its outputs can be interpreted as probabilities, making it a popular choice for binary classification tasks, where the goal is to predict one of two possible classes.
Stacked lstm: A stacked LSTM refers to a neural network architecture that consists of multiple layers of Long Short-Term Memory (LSTM) units arranged in a stack. This design allows the model to learn more complex patterns and representations in sequential data by enabling deeper learning through additional layers, while leveraging the gating mechanisms inherent to LSTM units for better handling of long-range dependencies in the data.
Tanh activation: The tanh activation function, or hyperbolic tangent function, is a mathematical function used in neural networks to introduce non-linearity. It outputs values ranging from -1 to 1, making it especially useful for centering data and helping with faster convergence during training. This function plays a critical role in various architectures, particularly in the context of LSTM networks where it aids in controlling information flow through gating mechanisms.
Time series prediction: Time series prediction is the process of forecasting future values based on previously observed data points collected over time. This technique is crucial in various fields, such as finance, weather forecasting, and resource management, where understanding patterns and trends is essential for making informed decisions.
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